-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aa4Yw/p6Mbr/r/9ih7+tPvRROUY+ReYuic+EBEtWAtXvV92zr0SSSjvbBXLatw0K JjWQoiGYDbIwo/GoEQvXVQ== 0000950149-99-000191.txt : 19990215 0000950149-99-000191.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950149-99-000191 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIDENT MICROSYSTEMS INC CENTRAL INDEX KEY: 0000859475 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770156584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43935 FILM NUMBER: 99537230 BUSINESS ADDRESS: STREET 1: 189 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043-5203 BUSINESS PHONE: 6506919211 MAIL ADDRESS: STREET 1: 189 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIN FRANK C CENTRAL INDEX KEY: 0000903768 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TRIDENT MICROSYSTEMS INC STREET 2: 189 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4156919211 SC 13G 1 SCHEDULE 13G-FRANK C. LIN 1 ---------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response....14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Trident Microsystems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 895919-10-8 - -------------------------------------------------------------------------------- (CUSIP Number) Not applicable. - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages 2 - ---------------------- ----------------- CUSIP NO. 895919-10-8 13G PAGE 2 OF 6 PAGES - ---------------------- ----------------- - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S. S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frank C. Lin ###-##-#### - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ----------- -------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,773,263 --------- ----------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED 40,456 --------- ----------------------------------------------- BY EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 1,773,263 --------- ----------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 40,456 - ----------- -------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,813,719 - ----------- -------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.72% - ----------- -------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IN - ----------- -------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 6 pages 3 - ---------------------- ----------------- CUSIP NO. 895919-10-8 13G PAGE 3 OF 6 PAGES - ---------------------- ----------------- ITEM 1. (a) Name of Issuer: Trident Microsystems, Inc. (b) Address of Issuer's Principal Executive Offices: 189 North Bernardo Avenue Mountain View, CA 94043-5203 ITEM 2. (a) Name of Person Filing: Frank C. Lin (b) Address of Principal Business Office or, if none, Residence: 189 North Bernardo Avenue Mountain View, CA 94043-5203 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 895919-10-8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b), OR 240.13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (e) [ ] Investment adviser in accordance with SECTION 240.13d-1(b)(1)(ii)(E) Page 3 of 6 pages 4 - ---------------------- ----------------- CUSIP NO. 895919-10-8 13G PAGE 4 OF 6 PAGES - ---------------------- ----------------- (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 1,813,719 (b) Percent of Class: 13.72% based on 12,998,203 shares of the Issuer's Common Stock outstanding on December 31, 1998, plus the 220,000 shares of the Issuer's Common Stock underlying options held by Mr. Lin exercisable within sixty (60) days of December 31, 1998 that are deemed to be outstanding for purposes of calculating beneficial ownership. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,773,263 (ii) shared power to vote or to direct the vote: 40,456 (iii) sole power to dispose or to direct the disposition of: 1,773,263 (iv) shared power to dispose or to direct the disposition of: 40,456 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. Page 4 of 6 pages 5 - ---------------------- ----------------- CUSIP NO. 895919-10-8 13G PAGE 5 OF 6 PAGES - ---------------------- ----------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. Page 5 of 6 pages 6 - ---------------------- ----------------- CUSIP NO. 895919-10-8 13G PAGE 6 OF 6 PAGES - ---------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1999 /s/ Frank C. Lin ------------------------------------- Frank C. Lin Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----